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SEC Rules & Regulations

Use these resources to not only stay current and informed, but also to make your firm's voice heard regarding recent relevant SEC rulemaking activity, particularly with respect to PCAOB rulemaking.

 

The Center for Audit Quality intends to comment on various SEC proposals, particularly with respect to PCAOB rulemaking, and encourages Center members to provide comments to assist in this process. The Center will collect comments on proposed standards and rules from any member firm interested in providing comments.

 

These comments will be accumulated and a comment letter will be prepared and issued by the Center when persuasive comments have been received. The comments may be submitted to the Center electronically or by postal mail.

 

Please be cognizant of the comment period deadline, as the comment letter will have to be prepared and issued prior to that date.  

 

The following are links to help you access the SEC rules and interpretative guidance: 

 

 

 

 

 

 

 


PCAOB Registration

This page includes links to effective PCAOB Rules & Standards on Registration. Learn More>>